REQUEST FOR PROPOSALS
RFP-026-02
ANNUAL FISCAL AUDITING SERVICES
INTRODUCTION
The Tuscaloosa Housing Authority (THA) hereby requests proposals from qualified Certified Public
Accounting firms to conduct the annual fiscal audit. Written and digital proposals shall be returned no
later than 11:00 AM CST on April 28, 2026, at the office of Harold Strachan, Purchasing Manager,
located at 2117 Jack Warner Parkway, Suite 2, Tuscaloosa, Alabama 35401.
The Tuscaloosa Housing Authority (THA) was incorporated on March 23, 1950 in order to provide safe
and affordable housing for qualified low to moderate-income persons residing in the Tuscaloosa area. The
United States Department of Housing and Urban Development (HUD) as outlined under the United States
Housing Act of 1937 and subsequent amendments has direct responsibility for administering low to
moderate-income housing programs in the United States. As such THA has entered into various annual
contributions contracts with HUD for the purpose of providing funding to THA’s various housing programs.
A five member Board of Commissioners appointed by the Mayor of the City of Tuscaloosa governs the
Housing Authority. THA employs approximately 35 full-time and part-time employees. Programs
administered by THA are as follows:
Name of Program:
# of Units
Public Housing Program
492
Section 8 Housing Choice Vouchers 14.871
1932
Special Needs Assistance Program 14.238
60
Capital Fund Grant Program*
Resident Opportunities and Supportive Services Grants 14.870 (Family & FSS)*
Tenant Rental Assistance Vouchers
Home Funds
Component Unit
Business Activities
Central Office Cost Center with Elimination
*Auditor will be required to prepare and submit cost certificate statements and final financial status
reports on grants that closed during the fiscal year covered by the audit.
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SCOPE OF SERVICES
The Tuscaloosa Housing Authority requests proposals from qualified Certified Public Accounting firms to
conduct the annual fiscal audit. The period covered will be from April 1, 2025 to March 31, 2026. The
engagement is for a financial and compliance audit that must be conducted in accordance with:
- Single Audit Act of 1984, P.L. 98-502.
- OMB Circular A-133. (Including all applicable compliance requirements).
- Generally Accepted Auditing Standards established by the American Institute of Certified
Public Accountants.
- Generally Accepted Government Audit Standards (Yellow Book).
- The standards applicable to financial audits contained in Government Auditing Standards
issued by the Comptroller General of the United States.
In addition to providing evidence of ability to perform an annual audit of a Housing Authority, please
address the following:
- How can your company add value to our company?
- What is your experience working the City Home Funds?
- Will you be available for personal discussion (phone, zoom and/or in person) to review
your proposal as part of the procurement process?
By submission of a proposal, the auditor agrees, if his/her proposal is accepted, to enter into a contract with
the Tuscaloosa Housing Authority, to complete all work as specified or indicated in the contract documents,
for the contract price and within the time indicated in the contract. The auditor further accepts the terms
and conditions of the contract.
The Housing Authority reserves the right to accept or reject any or all proposals, or any part of any
proposal, and to waive any informalities or irregularities.
TIMELINE AND SCHEDULE OF EVENTS
Publication of RFP
Deadline for Submission of Questions
Proposal Submission Deadline
3/19/2026
4/13/2026 by 5:00 PM CST
4/28/2026 by 11:00 AM CST
FEE SCHEDULE
Submit a fee schedule in accordance with the format shown in “Attachment A”. Proposals received where
pricing has not been submitted as described herein, may be determined as non-responsive.
DETAILED PROPOSAL
The detailed proposal must address the items in the scope of services and the evaluation plan.
REQUIRED FORMS
Proposals must include all required completed forms and certifications.
The following forms may be found on THA’s website in the Procurement Section under “Documents
and Forms”. All forms shall be signed in ink and notarized where applicable.
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D) E-Verify Affidavit
F) HUD-5369-B Instructions to Offerors for Non-construction
N) HUD-5370-C General Conditions for Non-Construction Contracts
S) Non-Collusive Affidavit
Z) THA Certification of Non-Discrimination
Any Amendments Associated with this solicitation
Other Required Documents:
Attachment A – Price Sheet
Copy of license to practice public accounting in the state of Alabama
Any Amendments associated with this solicitation and Acknowledge of Addenda
(All forms must be signed by an authorized representative of the organization that submits the proposal).
EVALUATION CRITERIA
The Housing Authority will use the following criteria to evaluate proposals.
Cover letter - Include a cover letter on the proposer’s letter head signed by an agent of the firm
authorized to submit the proposal.
Firm Experience: Evidence of the Firm’s ability to perform an annual audit of a Housing
Authority that will comply with criteria outlined in the Scope of Services. THA will evaluate
based on information provided in the Detailed Proposal. Provide evidence of firm ability as
described in the scope of services and the evaluation plan.
Capacity / Key Personnel: Capacity of the designated “representatives” as it relates to the
services listed in the Scope of Services. Timelines of the audit and time required conducting the
audit and issuing the final report. The Housing Authority will evaluate based on information
provided in the Detailed Proposal.
Cost: The institution’s must provide an itemized Cost Proposal and a total cost for all services
requested. Total price should include all applicable out-of-pocket costs (i.e. travel, incidental etc.).
References - The quality of references, their relevancy to the scope of services and the degree to
which the reference checks provide affirmation of the proposer’s competence and appropriateness
for the project. Provide a list of HA’s where this service has been provided. Provide at least (3)
references.
Proposal Completeness: Each section was addressed and submitted in the appropriate format.
All HUD forms were executed and included in the submission. Cover letter, HUD and THA
Forms – from the “REQUIRED FORMS” section. Forms must be signed by an authorized agent
of the company and notarized as required.
Each evaluation criterion carries a relative weight. The weight of each evaluation criterion listed above is
defined in the Evaluation Plan attached. Best and final offers may be requested from the proposers who
are rated in the competitive range. Negotiations may be conducted with proposers who submit responsive
and responsible proposals.
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EVALUATION PLAN
Annual Fiscal Auditing Services
Assigned Points
Experience
Evidence of the firm’s ability to perform an annual audit of a
Housing Authority that will comply with criteria outlined in the
Scope of Services. THA will evaluate based on information
provided in the Detailed Proposal.
Capacity / Key Personnel
35 Points
Capacity of the designated “representatives” as it relates to
the services listed in the Scope of Services.
Cost
20 Points
The institution’s must provide an itemized Cost Proposal and
a total cost for all services requested. Total price should
include all applicable out-of-pocket costs (i.e. travel,
incidental etc.).
25 Points
References
The quality of references, their relevancy to the scope of
services and the degree to which the reference checks
provide affirmation of the proposer’s competence and
appropriateness for the project. Provide a list of HA’s
where this service has been provided. Provide at least (3)
references.
Proposal Completeness
Each section was addressed and submitted in the
appropriate format. All HUD forms were executed and
included in the submission. Cover letter, HUD and THA
Forms – from the “REQUIRED FORMS” section.
Forms must be signed by an authorized agent of the
company and notarized as required.
10 Points
10 Points
Total Available Points
100 Points
Score
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PROPOSAL SUBMISSION
One (1) written proposal and one (1) digital copy on USB drive of the quotation (including required
documents and forms), in PDF format on USB jump/thumb drive, shall be returned no later than
11:00AM CST on April 28, 2026 to the attention of Harold Strachan, Purchasing Manager, and at the
address listed below:
Tuscaloosa Housing Authority
2117 Jack Warner Parkway, Suite 2
Tuscaloosa, AL 35401
All proposals must be marked “RFP-026-02 Annual Fiscal Auditing Services”, with the name of the
business, street address, e-mail address, and phone number on the outside of the envelope. Any offer that
does not contain both a written and digital copy may be rejected. The offeror must include the following
information within the proposal package:
Cover letter - Include a cover letter on the proposer’s letter head signed by an agent of the firm
authorized to submit the proposal.
Firm Experience - Provide evidence of specific requirements as described in the scope of services
and the evaluation plan.
Capacity / Key Personnel- Provide evidence of specific requirements as described in the scope of
services and the evaluation plan.
Cost: Fee schedule as shown in Attachment A. The institution’s must provide an itemized Cost
Proposal and a total cost for all services requested. Total price should include all applicable out-of-
pocket costs (i.e. travel, incidental etc.).
References - The quality of references, their relevancy to the scope of services and the degree to
which the reference checks provide affirmation of the proposer’s competence and appropriateness
for the project. Provide a list of HA’s where this service has been provided. Provide at least (3)
references.
HUD and THA Forms – from the “REQUIRED FORMS” section. Forms must be signed by an
authorized agent of the company and notarized as required.
Proposals submitted by fax or e-mail will not be accepted. There will be no public opening of proposals.
Any proposal received prior to the due date and time will be securely kept, unopened. Late proposals will
be returned to the proposer unopened unless the proposer can document that a guaranteed delivery method
was utilized (i.e. Federal Express) and the proposal was late due solely to the delivery company. The
Authority reserves the right to reject any and all proposals and to waive any informality whenever such
rejection or waiver is deemed to be in the best interest of the Authority.
AMENDMENTS TO OR INTERPRETATIONS OF THE RFP
Amendments to the RFP or the Scope of Services will be issued to all firms requesting an RFP if
amended. All proposers shall acknowledge the receipt of any amendment to this RFP by signing and
returning the amendment and by identifying the amendment number and date on the Proposal Form.
Acknowledgements may be returned by mail or by facsimile.
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This page summarizes the opportunity, including an overview and a preview of the attached documents.